Licensee Services

Compliance & Professional Standards

You will have access to a dedicated Professional Standards team who create professional standards frameworks that are tailored to your business and built-in to your business processes. This team will also provide information on the latest legislative changes which means you can spend more time focussing on servicing your clients.

Technology

Our Licensee technology solution is designed to drive business efficiencies thereby saving you time with automated processes and built-in compliance. They help you manage every aspect of your business, thereby easing your administration burden so you can focus on your clients.

Business Support

Our experienced team will support you with your business plans by providing all necessary tools to, for example, enhance your client value proposition or build on your referral networks to generate more clients for the business.

Research

The highly experienced Research team delivers timely analysis and insights into investments and the broader economy. Our Research solution provides you access to a flexible Approved Product List thereby enabling you to provide product recommendations that are tailored to your client’s individual circumstances and risk appetite. This team also provides professional research on model portfolios which are tailored investments suitable to clients across all risk profiles.

Professional Development

Our Professional development program is designed to ensure you meet your continuing professional development (CPD) requirements annually. These programs will be delivered through several forums including, Conferences, Professional Development Days and recurring series of Masterclasses. The training provided, are not just opportunities to learn, they are a way to connect and share experiences with one another.

Technical Solutions

Phone and email access will be provided to the technical team to ensure you are fully up-to-date with any legislative changes impacting your clients. This team will deliver their technical updates through their regular blog and podcast series.

Paraplanning

Our Paraplanning service aims to deliver quality advice documentation in a timely and cost-effective manner. This service is particularly useful if the practice has an overflow of financial plans which need to be presented to clients in a timely manner.

Remuneration

CommPay is a revenue and business management reporting system that is linked to Compass and offers you a range of features to support your business when;

• downloading revenue statements and viewing your account balances in real-time;
• creating tax invoices for your clients;
• running business performance and profitability reports;
• generating fee disclosure statements for your clients.